RE: Discussion: #786 Section 2.2, 3.1 and 6: Inconsistent descrip tion of the budget process

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Makes sense to me.
Changes applied in my edit buffer as proposed by Harald below.

Bert

> -----Original Message-----
> From: ietf-bounces@xxxxxxxx [mailto:ietf-bounces@xxxxxxxx]On Behalf Of
> Harald Tveit Alvestrand
> Sent: Friday, January 21, 2005 14:26
> To: ietf@xxxxxxxx
> Subject: Discussion: #786 Section 2.2, 3.1 and 6: Inconsistent
> description of the budget process
> 
> 
> [I'm trying to get closure on all the tickets, as usual.... 
> not in priority 
> order....]
> 
> Margaret commented:
> 
> > There are three different descriptions of the IASA budget 
> process (one
> > principle and two later sections), and they don't seem to 
> agree with each
> > other about what role the ISOC BoT plays in the budget 
> process and/or
> > who approves the IASA budget.
> 
> I actually think the three descriptions aren't inconsistent, 
> because they 
> describe different parts of the process..... but agree that 
> the text is not 
> crystal clear.....
> 
> Under "principles":
> 
> 
> >> 3. The IAD and IAOC, in cooperation with the ISOC President/CEO and
> >> staff, shall develop an annual budget for the IASA. The budget
> >> must clearly identify all expected direct and indirect
> >> expenditures related to the IASA. ISOC, through its normal
> >> procedures, shall evaluate and adopt the IASA budget as part of
> >> ISOC's own budget process and commit to ensuring funds to support
> >> the approved budget.
> >
> > This paragraph in the principles section says "ISOC, 
> through its normal
> > procedures, shall evaluate and adopt the ISOC budget". I 
> think that we
> > have a general understanding that the ISOC BoT (as part of 
> their fiduciary
> > responsibilities) will need to fully understand and _approve_ the
> > entire ISOC budget (including the IASA portions). Although this
> > principle mentions an "approved budget", there is no indication of
> > who approves it until much later in the document and the later
> > two references are not equivalent (see below).
> 
> I think the principle here is relatively clear:
> - IAOC must agree to it
> - ISOC must agree to it
> Given the responsibilities I see assigned to the two bodies, 
> I read this as:
> - IAOC must agree that the budget fulfils the IETF 
> requirements for the year
> - ISOC must agree that the budget is sound from a financial viewpoint 
> (reasonable estimates of income and expenses, and reasonable 
> bottom line)
> 
> I think it is reasonable to change "evaluate and adopt" to 
> "evaluate and 
> approve".
> 
> >From section 3.1, "IAD responsibilities":
> 
> >> The IAD prepares an annual budget, which is subject to review and
> >> approval by the IAOC. The IAD is responsible for presenting this
> >> budget to the ISOC Board of Trustees, as part of ISOC's annual
> >> financial planning process.
> (inserted break for disposition reasons)
> >> The IAOC is responsible for ensuring the
> >> budget's suitability for meeting the IETF community's 
> administrative
> >> needs, but the IAOC does not bear fiduciary responsibility 
> for ISOC.
> >> The ISOC Board of Trustees therefore needs to review and understand
> >> the budget and planned activity in enough detail to carry out their
> >> fiduciary responsibility properly. The IASA publishes its complete
> >> budget to the IETF community each year.
> >
> > Following up on my comment above... This section indicates that
> > the IAOC approves the budget, but it doesn't mention ISOC BoT
> > approval, just that the ISOC Board would "review and understand"
> > the IASA budget.
> 
> I don't think this is exactly right - the IAOC reviews and 
> approves the 
> budget proposal that the IAD prepares, and in the process of 
> adapting the 
> budget to ISOC's overall budget, it will continue to review 
> and approve the 
> changed version - it "is responsible", after all.
> I think this section is (properly) focused on what the IAD 
> does, so it 
> shouldn't be the place where we say what the ISOC BoT does.
> 
> In section 6. IASA budget process, we have:
> 
> >> September 1: The ISOC Board of Trustees approves the 
> budget proposal
> >> provisionally. During the next 2 months, the budget may be
> >> revised to be integrated in ISOC's overall budgeting process.
> >
> > Here it does indicate that the ISOC BoT will need to approve the
> > IASA budget, and that the budget presented by the IAOC/IAD may
> > be revised to fit into ISOC's overall budget. I think that this
> > should be reflected in the sections I've noted above, or you
> > should include less detail above and reference this section
> > instead.
> 
> And also:
> 
>    November 1: Final budget to the ISOC Board for approval.
> 
> I think this is clear.
> 
> I think most of the apparent inconsistency here can be removed by 
> rephrasing the text from section 2.2 to be clear that it's 
> describing the 
> IAD's responsibilites, for example by changing:
> 
> >>> The IAOC is responsible for ensuring the
> >>> budget's suitability for meeting the IETF community's 
> administrative
> >>> needs, but the IAOC does not bear fiduciary 
> responsibility for ISOC.
> >>> The ISOC Board of Trustees therefore needs to review and 
> understand
> >>> the budget and planned activity in enough detail to carry 
> out their
> >>> fiduciary responsibility properly. The IASA publishes its complete
> >>> budget to the IETF community each year.
> 
> into:
> 
>    As described elsewhere in this document, the IAOC is 
> responsible for
>    ensuring the budget's suitability for meeting the IETF community's
>    administrative needs, but the IAOC does not bear fiduciary 
> responsibility
>    for ISOC. The ISOC Board of Trustees therefore needs to review and
>    understand the budget and planned activity in enough 
> detail to carry out
>    their fiduciary responsibility properly.
>    The IAD is responsible for managing this process of review 
> and approval.
>    The IAD sees to it that the IASA publishes its complete approved
>    budget to the IETF community each year.
> 
> (Also added "approved" to the last line - while I don't see 
> anything wrong 
> with circulating preliminary budget proposals if appropriate, 
> I think it's 
> the approved budget that is the critical thing to have published.)
> 
> Makes sense - as a "sharpening" of the description, not intended as a 
> change?
> 
>                         Harald
> 
> 
> 
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