Re: Questions on RCU memory guarantees in linux

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Adding some additional RCU experts on CC.

On Fri, Feb 23, 2024 at 03:22:13PM +0800, Ze Gao wrote:
> Dear Paul,
> 
> I'm reading this article [1] by you and have doubts about how these
> memory guarantees are provided in Linux.
> 
> As quoted from [1], RCU needs to make sure:
> 
> >1. Each CPU that has an RCU read-side critical section that begins before synchronize_rcu() >starts is guaranteed to execute a full memory barrier between the time that the RCU read-side >critical section ends and the time that synchronize_rcu() returns. Without this guarantee, a pre-> existing RCU read-side critical section might hold a reference to the newly removed struct foo > after the kfree() on line 14 of remove_gp_synchronous().
> 
> >2. Each CPU that has an RCU read-side critical section that ends after synchronize_rcu() >returns is guaranteed to execute a full memory barrier between the time that synchronize_rcu() >begins and the time that the RCU read-side critical section begins. Without this guarantee, a >later RCU read-side critical section running after the kfree() on line 14 of >remove_gp_synchronous() might later run do_something_gp() and find the newly deleted >struct foo.
> 
> FWIW,  I can understand the necessity for smp_mb() for both cases you
> have posted in the quick quiz. But I'm really curious about how
> Tree-RCU with !CONFIG_PREEMPT provides such
> guarantees where obviously smp_mb() cannot be provided by
> rcu_read_{lock, unlock}.
> 
>  Also, I see you've answered another related question in a different
> quiz about how RCU infers quiescent states,  After digging for a
> while, I try to make the best guess of the answers so here is my
> understanding:
> 
> 1) both Guarantee #1 and #2 are to make sure any loads/stores by
> updater are properly propagated to newly arriving readers so to avoid
> 
> 2) according to 1), so in cases where rcu_read_{lock, unlock}
> generates no code, the smp_mb() is actually provided by where the CPU
> reports a quiescent state. IOW, Tree-RCU with !CONFIG_PREEMPT provides
> Guarantee #1 and #2 by extending the grace period requested by
> synchronize_rcu(), so in both following cases you mentioned, smp_mb()
> can be provided by accessing rcu_node structure's ->lock field
> mentioned in [2].

So far so good.

> Case A:
> CPU 1: rcu_read_lock()
> CPU 1: q = rcu_dereference(gp); /* Very likely to return p. */
> CPU 0: list_del_rcu(p);
> CPU 0: synchronize_rcu() starts.
> CPU 1: do_something_with(q->a); /* No smp_mb(), so might happen after
> kfree(). */
> CPU 1: rcu_read_unlock()

Here CPU 1 must report its quiescent state to the RCU core code.  This
involves locking and memory barriers that ensure that the rcu_read_lock()
is seen by all to precede the return from synchronize_rcu().

> CPU 0: synchronize_rcu() returns.
> CPU 0: kfree(p);
> 
> Case B:
> CPU 0: list_del_rcu(p);
> CPU 0: synchronize_rcu() starts.

If synchronize_rcu() cannot prove that it started before a given
rcu_read_lock(), it must assume that the rcu_read_lock() was there first.
This is mediated by the RCU core code that sees that the grace period
started.  So if CPU 1 sees the grace period as having started before the
rcu_read_lock(), then the grace period will not wait for the corresponding
rcu_read_unlock().  Otherwise, it will wait, avoiding the situation
shown below.

Again, with locks and memory barriers providing ordering.

> CPU 1: rcu_read_lock()
> CPU 1: q = rcu_dereference(gp); /* Might return p if no memory barrier. */
> CPU 0: synchronize_rcu() returns.
> CPU 0: kfree(p);
> CPU 1: do_something_with(q->a); /* Boom!!! */
> CPU 1: rcu_read_unlock()
> 
> I should've studied the code to find the answer, but It may take years
> to know the details :).
> (no kidding given the large codebase and its complicacy).  So I'm
> being bold to directly write to you for help. Please forgive me for
> being reckless.
> 
> Appreciate your excellent docs on this topic and look forward to your
> comments to clear my doubts.

As you say, the code is non-trivial.  Something about needing to scale
to systems having thousands of CPUs, conserve energy on battery-powered
systems, tolerate CPUs coming and going (for example, in suspend/resume),
help to provide deep sub-millisecond real-time latencies, work properly
when being used before it is initialized during kernel boot, and so on.

So [3] is the summary I wrote up to communicate how this works (sadly, all
648 lines of it), with [4] being a graphical summary of how things work.
Studying these carefully over a period of time has proven quite helpful
to some people.

Section 4 of [5] gives an overview, but with less detail.  It might
be a good place to get a running start for digging through [3][4].
We have a bunch of low-level RCU design documents publicly available
[6], which might also be helpful.

Or you might wish to take a look at a simpler RCU implementation, which
faces the same issues, but which is easier to get one's head around.
Userspace RCU is such an implementation (and there are many others
[8]), and its web page [8] points to a great deal of documentation,
perhaps most notably the February 2012 IEEE TPDS paper.

This is not easy stuff, and I encourage you to keep at it!

							Thanx, Paul

> Regards,
>         -- Ze
> ---
> [1]: https://dri.freedesktop.org/docs/drm/RCU/Design/Requirements/Requirements.html#memory-barrier-guarantees
> [2]: https://dri.freedesktop.org/docs/drm/RCU/Design/Memory-Ordering/Tree-RCU-Memory-Ordering.html#what-is-tree-rcu-s-grace-period-memory-ordering-guarantee

[3]: https://dri.freedesktop.org/docs/drm/RCU/Design/Memory-Ordering/Tree-RCU-Memory-Ordering.html#what-is-tree-rcu-s-grace-period-memory-ordering-guarantee
[4] https://www.kernel.org/doc/Documentation/RCU/Design/Memory-Ordering/Tree-RCU-Diagram.html
[5] https://github.com/michaliskok/rcu/blob/master/rcupaper.pdf
[6] https://docs.google.com/document/d/1GCdQC8SDbb54W1shjEXqGZ0Rq8a6kIeYutdSIajfpLA/edit?usp=sharing
[7] https://kernel.org/pub/linux/kernel/people/paulmck/perfbook/perfbook.html
    Section 9.5.5 has a list of uses and implementations.
[8] https://liburcu.org




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