RE: [Nea] WG Review: Network Endpoint Assessment (nea)

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Hi Susan,
Please see inline.  

> -----Original Message-----
> From: Susan Thomson (sethomso) [mailto:sethomso@xxxxxxxxx] 
> Sent: Thursday, October 05, 2006 12:22 PM
> To: Narayanan, Vidya
> Cc: nea@xxxxxxxx; iesg@xxxxxxxx; ietf@xxxxxxxx
> Subject: RE: [Nea] WG Review: Network Endpoint Assessment (nea) 
> 
> Hi Vidya
> 
> Thanks for your comments.
> 
> Inline ...
> 
> > -----Original Message-----
> > From: Narayanan, Vidya [mailto:vidyan@xxxxxxxxxxxx]
> > Sent: Wednesday, October 04, 2006 12:48 PM
> > To: iesg@xxxxxxxx
> > Cc: nea@xxxxxxxx
> > Subject: RE: [Nea] WG Review: Network Endpoint Assessment (nea)
> > 
> > 
> > All,
> > Comments on the charter inline below.  
> > 
> > > -----Original Message-----
> > > From: IESG Secretary [mailto:iesg-secretary@xxxxxxxx]
> > > Sent: Monday, October 02, 2006 7:30 AM
> > > To: ietf-announce@xxxxxxxx
> > > Cc: nea@xxxxxxxx
> > > Subject: [Nea] WG Review: Network Endpoint Assessment (nea)
> > > 
> > > A new IETF working group has been proposed in the Security Area.  
> > > The IESG has not made any determination as yet. The 
> following draft 
> > > charter was submitted, and is provided for informational purposes 
> > > only.
> > > Please send your comments to the IESG mailing list
> > > (iesg@xxxxxxxx) by October 9.
> > > 
> > > +++
> > > 
> > > Network Endpoint Assessment (nea)
> > > ======================================
> > > 
> > > Current Status: Proposed Working Group
> > > 
> > > Chair(s): 
> > > TBD
> > > 
> > > Security Area Director(s):
> > > Russ Housley <housley@xxxxxxxxxxxx>
> > > Sam Hartman <hartmans-ietf@xxxxxxx>
> > > 
> > > Security Area Advisor:
> > > Russ Housley <housley@xxxxxxxxxxxx>
> > > 
> > > Mailing List: nea@xxxxxxxx
> > > 
> > > Description of Working Group:
> > > 
> > > Network Endpoint Assessment (NEA) architectures have been 
> > > implemented in the industry to assess the "posture" of endpoint 
> > > devices for the purposes of monitoring compliance to an 
> > > organization's posture policy and optionally restricting access 
> > > until the endpoint has been updated to satisfy the posture 
> > > requirements. An endpoint that does not comply with 
> posture policy 
> > > may be vulnerable to a number of known threats that may 
> exist on the 
> > > network. The intent of NEA is to facilitate corrective actions to 
> > > address these known vulnerabilities before a host is exposed to 
> > > potential attack.
> > 
> > 
> > Is it fair to then say that NEA is attempting to protect 
> the endhost 
> > and not necessarily the network?
> 
> Yes, this is the focus. 
> 
> > That is not immediately clear in the
> > charter. Obviously, the network must deal with all kinds of 
> known and 
> > unknown threats and a process like NEA is inadequate to 
> protect it at 
> > any acceptable level. That is why we employ a number of other 
> > mechanisms like firewalls, access control, packet filters, IDS/IPS, 
> > etc. in any combination to appropriately protect the networks.
> > 
> > So, stating that NEA is not attempting to protect the 
> network at large 
> > would bring a lot of clarity to the charter.
> > 
> 
> Since we have been around the block  a few times on this 
> section, could you suggest precise text that you would like 
> to see to make this clearer?  
> 

How about adding this text - "It should be noted that the networks at
large are exposed to attacks from lying endpoints and external entities
attaching to the networks as well as any problems arising from unknown
vulnerabilities on NEA compliant endpoints. Hence, NEA must not be
considered a protection mechanism for networks. Further, mechanisms
needed to protect the network from all kinds of vulnerabilities are
expected to be a superset of any protection that may be achieved by
employing NEA"? 


> > 
> > > Two deployment scenarios will be supported: advisory mode and 
> > > mandatory mode.
> > > In advisory mode, an endpoint may be advised of the result of 
> > > posture assessment and any recommended remediation 
> actions, but is 
> > > provided normal network access regardless of the result. In 
> > > mandatory mode, a non-compliant endpoint is given 
> restricted access 
> > > to the network sufficient for remediation purposes and 
> any essential 
> > > services or denied access completely.
> > > 
> > 
> > It is unclear how the advisory vs mandatory model relates 
> to the NEA 
> > procedures itself. NEA is attempting to provide a vehicle 
> to perform 
> > some compliance tests on acceptable "postures". What the network 
> > decides to do with that information seems entirely dependent on the 
> > policy of the network and the extent of non-compliance, 
> etc. What does 
> > it mean to say that NEA *allows* an advisory and/or a 
> mandatory model?
> > 
> > 
> Yes, it is a matter of policy. We have had other input as 
> well that indicates this text is causing confusion.  We added 
> this text in consultation with our AD to re-inforce the 
> notion that NEA did not necessarily imply enforcement, and 
> that things like emergency services could be made available 
> regardless of the outcome of posture assessment.
> 
> The intention is not to be prescriptive about an 
> organization's policy in any way.
> 
> Bearing the original motivation in mind, would the following 
> work better?
> "An organization may make a range of policy decisions based 
> on the posture of an endpoint. NEA is not intended to be 
> prescriptive in this regard. For example, potential 
> deployment scenarios may include,but are not  limited to, 
> providing normal access regardless of compliance with 
> recommendations for remediation ("advisory mode"), as well as 
> providing restricted access sufficient for remediation 
> purposes and any essential services until an endpoint is in 
> compliance ("mandatory mode"). 
> 

I'm not sure that the charter actually needs to get into the modes at
all - I'm guessing what happens after NEA (i.e., what is done with the
results from NEA) has zero impact on any work being done in NEA itself.
So, why not simply state something like "Once NEA is conducted on an
endpoint, the results may be used by an organization in accordance with
any policies of the organization itself."? 

> > > Posture refers to the hardware or software configuration of an 
> > > endpoint as it pertains to an organization's security policy. 
> > > Posture may include knowledge that software installed to 
> protect the 
> > > machine (e.g. patch management software, anti-virus 
> software, host 
> > > firewall software, host intrusion protection software or 
> any custom 
> > > software) is enabled and
> > up-to-date.
> > > On network access and while connected, an endpoint supporting NEA 
> > > protocols can be queried for such posture information in either 
> > > advisory or mandatory modes.
> > > 
> > 
> > Again, what does it mean to be queried in a particular mode? 
> > 
> 
> Based on consensus re the above, reference to the "modes" may 
> be able to be dropped.
> 
> > > Since NEA involves many different components from 
> different vendors, 
> > > interoperation
> > 
> > s/interoperation/interoperability
> > 
> 
> OK.
> 
> > > is highly desirable. The priority of the NEA working group is to 
> > > standardize protocols at the higher layers in the architectures:
> > > the Posture Attribute protocol (PA) and the Posture 
> Broker protocol 
> > > (PB).
> > > PA and PB will be designed to support a variety of lower layer 
> > > protocols.
> > > When used with standards for lower layers, these new 
> protocols will 
> > > allow interoperability between an NEA Client from one 
> vendor and an 
> > > NEA Server from another.
> > > 
> > 
> > This seems like an optimistic goal. Given that only a subset of 
> > attributes are envisioned to be standardized and given that 
> the kind 
> > of attributes are likely to be ever increasing, considering that 
> > posture refers to hardware/software configuration of an endpoint, I 
> > fail to see how we would practically get NEA clients and 
> NEA servers 
> > from different vendors to perform any meaningful NEA procedures. In 
> > theory, I can see how this can be slated to be a goal - 
> but, I have to 
> > believe that reality would be different.
> > 
> 
> This was discussed at last BOF, and resolution was to require 
> that vendor-specific attributes be documented in a RFC. 
> 
> Its also possible that components of a client and  components 
> of a server are provided by same or different vendors, i.e. 
> interoperability is not necessarily an all or nothing proposition. 
> 

I realize that. I guess some people are convinced that the subset
standardized will be sufficient for some meaningful interoperability. I
will have to wait to see the interoperable deployments to be convinced
of that :) 

> > 
> > > Since there are already several non-standard protocols at these 
> > > higher layers, the NEA working group will consider these existing 
> > > protocols as candidates for standardization. A 
> requirements document 
> > > will be written and used as a basis for evaluating the candidate 
> > > protocols.
> > > The working group may decide to standardize one of the candidate 
> > > protocols, use one of them as a basis for a new or 
> revised protocol, 
> > > or decide that a new protocol is needed.
> > > 
> > > The NEA Requirements document will include a problem statement, 
> > > definition of terms, requirements for the PA and PB 
> protocols, and 
> > > an overall security analysis. It will also include generic 
> > > requirements for the protocol transporting PA, PB: the Posture 
> > > Transport protocol (PT). PT protocols may be standardized 
> in other 
> > > WGs since these protocols may not be specific to NEA. The NEA WG 
> > > will identify one mandatory to implement PT protocol to ensure 
> > > interoperability.
> > > 
> > 
> > I assume that the mandatory to implement PT protocol must 
> satisfy the 
> > criteria that will allow the NEA process to be triggered at 
> any time 
> > (i.e., during or after network access). Clarifying this 
> would be good.
> > 
> 
> There is text in a few paragraphs above that says "on network 
> access and while connected, an endpoint supporting NEA 
> protocols can be queried for such posture information". Is 
> this not sufficient?
> 

That is not necessarily putting any requirements in the choice of the
mandatory to implement protocol itself, as I see it. I believe that
stating something like "The mandatory to implement PT protocol must be
generic enough to allow the execution of the NEA procedure without
forcing the need to re-execute network access procedures". 

> > 
> > > PA, the Posture Attribute protocol, consists of posture 
> attributes 
> > > that are carried between a particular Posture Collector in a NEA 
> > > client and a particular Posture Validator in a NEA Server. The PA 
> > > protocol is carried inside the PB protocol. Certain posture 
> > > attributes will be standardized to ensure interoperability but 
> > > vendor-specific attributes will also be supported. 
> Vendor-specific 
> > > attributes must be documented in an RFC.
> > > 
> > 
> > This goes back to my comment on interoperability. Unless it is 
> > expected that there will be ongoing efforts to continually 
> standardize 
> > attributes of significance to the community as the 
> hardware/software 
> > configurations of devices evolve, I am afraid that we won't have 
> > interoperability of any significance.
> > 
> 
> Ongoing standardization of attributes can be done as necessary. 
> 

This, to me, indicates that this is a WG that may never actually close
:) Again, I'll have to wait for deployments to convince myself! 

> > 
> > > The PB (Posture Broker) protocol aggregates posture 
> attributes from 
> > > one or more Posture Collectors in an NEA client and sends them to 
> > > the NEA server for assessment by one or more Posture Validators.
> > > 
> > > The PT (Posture Transport) protocol (or stack of protocols) is 
> > > suitable for carrying the PB protocol at the time of network 
> > > connection, or shortly after.
> > > 
> > > The NEA working group will not specify protocols other 
> than PA and 
> > > PB at this time. The expectation is that an existing 
> protocol can be 
> > > used for the PT.
> > > 
> > > 
> > > One commonly discussed issue with NEA systems is how to handle 
> > > compromised endpoints, whose reports of their own posture 
> may not be 
> > > accurate. Detecting or handling such endpoints is out of scope of 
> > > the NEA WG. Work on PA will focus on attributes useful 
> for assessing 
> > > posture of those endpoints reporting accurate 
> information. However, 
> > > the protocols developed by the NEA WG must be designed to 
> > > accommodate emerging technologies for identifying and 
> dealing with 
> > > lying endpoints.
> > > 
> > 
> > 
> > I'm not sure what the last sentence means here - everything in this 
> > paragraph alludes to the fact that lying endpoints are out 
> of scope. 
> > If the last sentence is alluding to the TCG efforts, why is it 
> > cryptic? As currently stated, it doesn't seem to add any 
> value. If we 
> > say that in order for NEA to have a meaningful use case, it 
> must work 
> > together with some of the TCG stuff, then, perhaps that is 
> effort that 
> > the WG must ensure gets done.
> > 
> 
> The last sentence was added as a result of the consensus 
> reached at the last BOF. The intent is to make sure that NEA 
> is compatible with emerging technologies to address "lying 
> endpoints" so that they can be used together if a user 
> chooses to do so. 
> 
> TCG is one example that could place requirements on NEA to 
> ensure compatibility, but need not be the only one. My 
> understanding (although I am no expert) is that requirements 
> include providing a multi-round sequenced message exchange 
> with authentication of the server, confidentiality, and 
> integrity protection. Such requirements are not expected to 
> be onerous. 
> 

I guess the text leaves it so open-ended that it fails to add any value.
Unless we know what technologies NEA must be able to work with, how can
the protocols be designed to work with those technologies? I am
completely missing the point of this text. 

> > 
> > > Note that NEA is not chartered to standardize protocols for 
> > > remediation.
> > > NEA is intended to be used with new or existing tools that can be 
> > > used in the absence of NEA. There is an open issue with 
> respect to 
> > > NEA applicability in deployment scenarios where the endpoint is 
> > > owned by a party that is different from the organization 
> providing 
> > > network access.
> > > 
> > 
> > 
> > Why is this an open issue? When the endpoint and the organization 
> > providing network access are owned by different parties, it simply 
> > does not seem to be viable to do any kind of configuration 
> assessment 
> > on the endpoint. I think this should be stated rather clearly along 
> > these
> > lines: 
> > 
> > "NEA is limited in applicability to the case where the endpoint is 
> > owned by the organization providing network access and 
> performing the 
> > assessment. In the cases where the two belong to a 
> different party, it 
> > is practically infeasible for an organization providing 
> network access 
> > to perform any kind of posture assessment or related 
> compliance tests 
> > on the endpoint."
> > 
> 
> The reason we left it open is to allow the working group to spend more
> time exploring the range of use cases in this area to better determine
> requirements and applicability. For example, it may be useful to
> classify endpoints as network-managed versus user-managed versus
> 3rd-party managed. A user-managed endpoint may want the 
> choice to opt in
> or opt out, say.
> 

Not only do I not see anything in the charter or milestones that
indicates that the WG is going to spend time exploring this, I strongly
believe this WG should not be spending any time looking at this. The
trust models for the cases where the devices are not owned by the
organization performing NEA are hugely different and can take up its own
WG to actually find something that applies there, if at all. For one,
this could be considered a violation of privacy by the user of the
device. Secondly, the end user's perspective of attacks may be entirely
different from the organization's perspective in this case. Third, I
simply can't see what the organization's interests would be in
protecting a device that doesn't even belong to it. Last but not the
least, this requires the endpoint to be running an NEA client (that is
interoperable with the NEA server of the organization) - which in itself
is often an unrealistic requirement. 

Organizations that provide services in their networks to end users are
worried about protecting their resources (i.e., networks, servers,
etc.). As we have agreed, NEA does not protect such resources anyway.
Plus, there is absolutely no reason such organizations should believe
that devices they don't own are in fact, truthful endpoints. 

So, thinking that this WG must be looking into resolving this seems
flawed at several levels. In the interest of having a focused WG that
can get something useful accomplished, this does not make sense. 

Thanks,
Vidya

> Thanks
> Susan
> 
> > Thanks,
> > Vidya
> > 
> > 
> > > Further work in the NEA WG will be considered via the 
> > > standard rechartering process after the completion of these 
> > > milestones.
> > > 
> > > Milestones:
> > > 
> > > June 2006:
> > > * Submit first version of NEA Requirements I-D
> > > 
> > > July 2006:
> > > * Agree on charter and milestones at IETF 66
> > > 
> > > October 2006:
> > > * Submit first draft of NEA Requirements I-D
> > > 
> > > November 2006:
> > > * At IETF 67, discuss issues with NEA Requirements I-D
> > > * Agree on solutions to issues with NEA Requirements I-D
> > > 
> > > December 2006:
> > > * Deadline for submission of candidate specs for PA and PB
> > > * Submit first version of NEA Evaluation I-D
> > > 
> > > January 2007:
> > > * WG Last Call on NEA Evaluation I-D
> > > 
> > > February 2007:
> > > * Submit NEA Requirements I-D and Evaluation I-D to IESG 
> as Info RFC
> > > * Submit first draft of PA and PB specs for review
> > > 
> > > March 2007:
> > > * Discuss unresolved issues with PA and PB specs at IETF 68
> > > * Agree on solutions to unresolved issues with PA and PB specs
> > > 
> > > April 2007:
> > > * Submit revised draft of PA and PB specs
> > > 
> > > June 2007
> > > * WG Last Call on PA and PB specs
> > > 
> > > July 2007
> > > * Resolve outstanding WGLC comments on PA and PB specs at IETF 69
> > > 
> > > August 2007:
> > > * Submit PA and PB specs to IESG for publication as Proposed
> > > 
> > > September 2007:
> > > * Decide how to address MTI PT, recharter if needed
> > > 
> > > _______________________________________________
> > > Nea mailing list
> > > Nea@xxxxxxxx
> > > https://www1.ietf.org/mailman/listinfo/nea
> > > 
> > 
> > _______________________________________________
> > Nea mailing list
> > Nea@xxxxxxxx
> > https://www1.ietf.org/mailman/listinfo/nea
> > 
> 

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