SF Gate: United -- one year later/How the airline has flown the turbulent skies

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Sunday, December 14, 2003 (SF Chronicle)
United -- one year later/How the airline has flown the turbulent skies
David Armstrong, Chronicle Staff Writer


   When UAL Corp.'s United Airlines filed for Chapter 11 bankruptcy
protection on Dec. 9, 2002, the world's second-largest carrier faced a
ride so bumpy, some airline industry observers thought United might
disappear altogether.
   After a year of painful restructuring, the airline's prospects for
survival have improved, although the turmoil it created has left its mark
on a much-changed company.
   Pressed by a need to curb its high operating costs, United has extracted
$5 billion in savings from employees and vendors and slashed its workforce
to 63,000 from 100,000 just before the Sept. 11, 2001, terrorist attacks.
   In addition, it has petitioned Congress and the Internal Revenue Service
for relief from having to make accelerated payments to its pension plans,
dissolved an employee stock ownership plan that had given organized labor
a big say in running the airline, and announced plans to start a low-cost
carrier in February to challenge upstart rival discount carriers.
   United also continues its slow but apparently steady journey out of
Chapter 11. On Wednesday, the company reportedly landed commitments from
J.P. Morgan Chase and Citigroup, its leading debtor-in-possession lenders,
for $2 billion in exit financing, which UAL hopes will allow it to leave
Chapter 11 by the middle of next year.
   "They will definitely emerge from bankruptcy. The pressing question is
whether they will emerge as a handicapped company or a very healthy and
strong company," said bankruptcy attorney Martin Zohn, a partner in the
Los Angeles office of the Proskauer Rose law firm.
   "You can cut costs, but there is only so far efficiency and reduced
capacity can take you, especially in a shrinking industry. Right now, the
aviation industry is waiting for a turnaround in passenger levels," Zohn
said. "United is presently battening down the hatches and surviving until
the recovery comes."
   The main challenges for a full recovery, Zohn said, are meeting $4.8
billion in pension obligations and showing it can increase revenue as well
as it cuts costs.
   All this downsizing and repositioning has left United a smaller, less
lucrative airline. Its stock, for example, sold for $1.48 per share at the
close of trading on Wednesday (up modestly from $1.07 a year ago). That
compares with $15.70 per share for folksy low-cost carrier Southwest
Airlines and $27.19 for stylish low-cost-carrier JetBlue Airways.
   United's market cap stands at $163 million, while JetBlue's market cap h=
as
soared to $2.76 billion and Southwest's is a sky-high $12.36 billion.
   The whirl of restructuring activity has blown hard through Northern
California, where United has cut its workforce nearly in half, from 20,000
two years ago to just 11,000 today. Additionally, United closed its
maintenance base at Oakland International Airport in May, consolidating
its maintenance operations at San Francisco International Airport.
   Nevertheless, Chicago's United remains embedded in Northern California,
where it serves SFO, Oakland and Mineta San Jose International Airport. It
remains the dominant carrier at SFO, the region's biggest airport, where
it accounts for about half of all passengers and flights, and operates
extensive transpacific routes from SFO.
   United's maintenance base at SFO, where the airline has operated since
1926, is the carrier's largest maintenance operation anywhere, according
to United spokesman Stephen Roth. It employs 5,000 workers.
   All told, "With 11,000 employees, we are one of the largest employers in
the Bay Area, and our Bay Area workforce is the second-largest in the
United system, after our headquarters in Chicago," Roth said.
   Hammered by post-Sept. 11 fear of flying, the slumping economy and the
walk-up to the Iraq war, United has lost some $6 billion since 2000. When
it filed for Chapter 11 a year ago, it was the largest Chapter 11 filing
in U.S. aviation history.
   Combined with the lingering legacy of the terrorist attacks and the
slumping economy, UAL's Chapter 11 filing was painful for employees.
   United's pilots, the airline's highest-paid employees, took an across-th=
e-
board pay cut of 30 percent, said Air Line Pilots Association spokeswoman
Capt. Scottie Clark, who has flown for 16 years at United.
   Moreover, some pilots took additional cuts as they were shifted to small=
er
planes. "Some pilots took pay cuts of 50 and 60 percent," Clark said.
"That's something you definitely notice right away."
   Before Sept. 11, 2001, United employed 10,600 pilots, Clark said. When t=
he
company filed for bankruptcy on Dec. 9, 2002, that number was down to 8,
583. Now, United employs just 7,257 pilots, but has assured employees that
there will be no more furloughs barring a dramatic turn of events, she
said.
   "People have gotten used to working in bankruptcy," she said. "The
employees have really stepped up to make this thing work. The worst,
hopefully, is over."
   In recent months, United executives and some analysts say, the situation
has started to turn around.
   In October, for example, United posted an operating profit of $60 million
for the month, compared with a loss of $350 million in October 2002. More
broadly, the airline reported that revenue rose to $3.817 billion in the
third quarter compared with $3.737 billion in the year-ago quarter.
   The airline also narrowed its losses to $367 million in the third quarter
compared with $888 million in losses in the year-ago period.
   Moreover, cash flow has improved, with the airline generating $803 milli=
on
in cash from its operations for the first three quarters of this year
compared with a $1.14 billion loss for all of 2002.
   United has also improved its once-dismal on-time performance record. Aft=
er
leading the major network carriers in on-time ratings in 2002, it remained
the leader through the first nine months of this year.
   "What these results point to is that United's restructuring has
established a foundation for success. It is back in the game, competing,"
said Glenn Tilton, UAL's chairman, chief executive officer and president.
Tilton, a former president of ChevronTexaco in San Francisco, was hired in
September 2002 expressly to turn UAL around.
   Tilton and his management team "are doing just what they said they would
do, cutting labor expenses, renegotiating aircraft and ground leases,
containing their costs," said Ray Neidl, an airline analyst with Blaylock
& Partners in New York.
   These money-saving measures should ensure United's survival, Neidl said.
However, he added, the company's future prosperity is far from assured,
and its employment levels of the past may not be seen again for a long
time.
   UAL hopes that a $2 billion commitment from Morgan and Citigroup will be
enough to persuade the federal Air Transportation Stabilization Board to
grant another $2 billion in loan guarantees. Such guarantees, which the
ATSB denied late last year, propelling UAL into bankruptcy, should help
the carrier stabilize when it finally emerges from Chapter 11.
   United's efforts to pump up revenue have been less impressive so far than
its steps to contain costs, said Neidl, who does not own UAL stock.
   For one thing, he said, United's planned low-cost carrier, christened Te=
d,
will not be all that cheap to fly because it will be staffed with mainline
United employees at standard salaries. "I don't know if it's really a
low-cost carrier," Neidl said.
   Michael Boyd, the principal in Colorado aviation consulting firm the Boyd
Group, is not convinced that starting Ted consists of any more than
repainting Airbus 320 aircraft already in the United fleet and cramming in
more seats.
   "In fact, by increasing seat capacity from 138 to 156 seats, Ted will
actually require one additional flight attendant," thus increasing labor
costs, Boyd said.
   United executives insist Ted will save the parent company money and redu=
ce
fares for fliers by making more extensive use of each aircraft and using
A320 pilots already on the United payroll who are paid less than United
pilots who fly larger aircraft.
   Whether Ted ultimately flies with investors and the public, United could
rely on other strengths to help it get off the ground.
   Chief among them, analysts say, is United's extensive global route
structure, which it has extended through code-sharing agreements with
other airlines. United's membership in the Star Alliance allows passengers
who book flights on United to continue long-haul journeys on other Star
Alliance carriers such as Lufthansa, All Nippon Airways and US Airways.
   In the short-term, United's recovery will get a boost if it can persuade
Congress to allow it to avoid accelerated payments to its pension
plans.The House agreed to grant a delay, but the Senate left for its
holiday break last week before settling the matter, putting it off until
Congress is back in session on Jan. 20.
   As matters stand, United's pension problems will intensify next year
because of a federal rule requiring companies with large, lasting pension
deficits to make a series of catch-up contributions. Earlier this year,
United and other large U.S. corporations began to lobby for legislation to
suspend the rule.
   United's chief financial officer, Jake Brace, emphasized in a Nov. 20
statement that the company is not trying to avoid funding its pension
plans but simply wants to avoid a cash-flow crisis brought on by an
accelerated payment schedule.
   "The facts are that we can fund our pension obligations on the standard,
non-accelerated timetable," he said.
   Simultaneously, United is pursuing a waiver from the IRS that would also
help slow down, but not suspend, its pension payments. A waiver would
allow UAL to spread $2.4 billion of its pension obligations in payments
over five years instead of the present 20 months, according to UAL's lead
bankruptcy lawyer, James Sprayregen.

The turnaround in the past 12 months
   -- When UAL filed for bankruptcy on Dec. 9, 2002, it had 83,000 employees
nationally, including 16,000 in Northern California. Today, it has 63,000
workers nationally, including 11,000 in Northern California.
   -- One year ago, United had 575 aircraft; it now has 475.
   -- United has reduced operating expenses by $5 billion from a year ago -=
 -
$2.5 billion comes from employee wage and benefits concessions; $1.5
billion from productivity improvements, outsourcing and revised airport
leases; and $900 million from renegotiated aircraft leasing contracts..
   Source: Chronicle research

Key events in United's bankruptcy
   -- Dec. 9, 2002: UAL Corp.'s United Airlines files for Chapter 11
bankruptcyprotection, the largest airline Chapter 11 filing in history.
   -- Spring 2003: UAL dissolves its 9-year-old employee stock ownership
plan, which gave its unions three seats on the corporate board of
directors.
   -- May 31: United closes its Oakland maintenance base, consolidating
maintenanceat San Francisco International Airport
   -- Nov. 18: United announces it will start its own low-cost carrier, to =
be
calledTed, from Denver in February.
   -- Dec. 9: J.P. Morgan Chase and Citigroup pledge $2 billion in funding
for UAL, which hopes to use it to exit Chapter 11 by mid-2004..
   Source: Chronicle research=20
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Copyright 2003 SF Chronicle

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